Our Services
Services
FAIS Compliance
We assist Financial Service Providers (FSPs) in meeting all requirements under the Financial Advisory and Intermediary Services (FAIS) Act, including:
- FSCA license applications and profile change management
- Compliance monitoring and risk assessments
- Representative and Key Individual supervision
- Policy and procedure development
- FAIS training, fit & proper guidance, and competence frameworks
- Assistance with FAIS reporting and returns
FICA Compliance
As an accountable institution, you are required to comply with the Financial Intelligence Centre Act (FICA). We help you establish and maintain an effective Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) framework.
Our FICA services include:
- Risk management and compliance programme (RMCP)
- Drafting and implementation
- Staff training and awareness programmes
- FIC registration and reporting assistance
- Independent AML audits and gap analyses
POPIA Compliance
Our POPI services include:
- Information Officer appointment
- Development of privacy policies and consent forms
- POPI awareness training for staff and management
Regulatory Advisory
- FSCA inspections and reporting
- Legislative updates and interpretations
- Policy and control framework reviews
- Risk-based compliance strategies
- Governance and conduct reviews
Empowering Financial Service Providers, Corporates, and Call Centres with expert regulatory compliance governed by the FSCA.
We provide tailored compliance solutions to Financial Service Providers (FSPs), Corporates, and Call centres, ensuring compliance with the Financial Sector Conduct Authority (FSCA) and key legislation including FAIS, FICA, and POPIA. Our experienced team of Compliance Officers partners with clients to build robust, ethical, and sustainable compliance frameworks.
Make the process simple and stress-free with our help. Speak to Our Experts.
info@nationalcompliance.co.za